Senior Compliance/ AML/ KYC Document Specialist

Senior Compliance AML/ KYC Document Specialists

Experis is the global leader in professional resourcing and project-based workforce solutions.

On behalf of our client, a leading financial institution in Zürich, we are looking for a Senior Compliance KYC File Review Specialists to perform client file reviews.

Main responsibilities

• Perform KYC documentation reviews on the banks AML/KYC standards, as part of a remediation programme to improve documentation standards across private banking teams
• Ensure that appropriate Know your Client (KYC) information and documentation is on file
• Respond to requests raised by the Relational Manager
• Raise potential documentation shortfalls with the relevant Relational Manager or escalate to relevant Line Manager
• Regular meetings with Relational Managers and Assistants as well as Line Mangers and Project Management
• If required, provide 1:1 Trainings to RM's to train & explain the KYC documentation requirements & process

Your skills:

• A minimum of 3-5 years' private wealth management experience, in a Client Facing / Risk / Compliance function
• Sound knowledge of the Swiss and international AML/KYC best-practice and client documentation standards (CDB, AMLA, AMLO etc.)
• Detailed knowledge of Customer Due Diligence requirements
• Specific LatAm Market knowledge or Middle East/Russia Market knowledge
• Ability to complete high volumes of client files to an excellent standard
• Strong Microsoft Office skills, including PowerPoint and Excel

If you are interested in this opportunity, we look forward to receiving your CV or if you have any questions, contact Jane Leese on +41 44 229 99 49

If you are interested in other opportunities that Experis are recruiting, please click on the link https://www.experis.ch/experis-zurich.

We can only consider Swiss nationals or professionals possessing a valid EU passport for this engagement.